Financial Services. Regulated, capitalised and clean.

Statutory audit alongside the specialist assurance regulated firms can't avoid — CASS, client asset reporting and the prudential lens that lenders and the FCA expect. We staff engagements with managers who already speak the SUP, COBS and CASS vocabulary, so onboarding is short.

• Statutory audit under FRS 102 and IFRS
• CASS 1.2 audit (full and limited scope)
• AAF 01/06 and AAF 05/20 reporting
• Independent review of regulatory returns

MIFIDPRU, IFPR and the K-factor regime in practice — including the ICARA documentation and wind-down planning the FCA now expects from even the smallest investment firms. We help finance and compliance teams build documentation that holds up to a SREP-style review.

LLP profit allocation, carried interest, disguised investment management fees (DIMF) and the personal tax that follows — handled as a single conversation across the firm and its members rather than three uncoordinated workstreams.

• LLP profit-sharing and capital arrangements
• Carried interest and co-invest structuring
• Salaried-member rules and conditions A–C
• Personal tax, residence and remittance basis

Audit and tax support for closed-ended funds, open-ended structures and the managers behind them — including LP reporting, AIFMD Annex IV and the routine valuation, performance fee and waterfall calculations that LPs scrutinise hardest.

Whether you're applying for direct authorisation, joining an appointed-representative platform, or undertaking a Variation of Permission, we support the financial sections of the application and the controls evidence that comes with them.